Market Data Platform - Compliance
Compliance and regulatory documentation for market data and evidence-review workflows
Review Summary
Review Date
Regularly updated
Reviewer
Compliance Team
Status
Under Continuous Review
Scope
Platform, market data, and evidence-review features
Overall Status
The platform maintains compliance processes and continuous monitoring for physical goods, market data, and evidence-review workflows.
Functional Status Matrix
| Functionality | Status | Implementation Status |
|---|---|---|
| Direct Orders | Self-assessed✓ | Live — sandbox data only✓ |
| Saved Items | Self-assessed✓ | Live — sandbox data only✓ |
| Supply by Price | Not applicable — not available— | Not available — depth view disabled— |
| Price Alerts | Not applicable — not available— | Not available to users— |
This matrix is PlugZ’s own assessment, not a determination by any regulator. It lists only what exists in the product today: two features a user can reach and two that exist but are switched off. The counter above reads live features against the six this policy has specified — features that were specified and never built are not listed here, and this page carries no roadmap.
General Information
Direct Orders: standard marketplace operation, currently running on synthetic sandbox data.
Saved Items: live. Supply by Price: the public order book is readable on the product page; the depth view is disabled and no seller has posted supply.
Price Alerts: not available to users — no price alert can be created or delivered today.
Physical products: goods handled through evidence-review workflows
Regulatory compliance: Continuous monitoring of applicable regulations
Authentication infrastructure: evidence, custody, and order workflows operate together
Standard compliance: operational controls are reviewed against applicable requirements
Risk Assessment
Regulatory Risk
Monitored
Continuous monitoring of regulations
Compliance Risk
Monitored
Compliance processes in place
Implementation Risk
Assessed
Physical goods, market data, and evidence-review features
Cost Information
Initial Costs
Implementation costs vary based on project scope and complexity. Please contact our team for more information.
Annual Costs
Annual compliance costs are determined based on specific needs and applicable regulations.
Legal Documentation
For more information about our legal framework and compliance, please review our terms and privacy policy.